University of California
SOPAG Electronic Resources Cataloging Task Force

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CDL Cataloging Guidelines
Decision Points

The following list of Decision Points is intended to foster consistency in the resulting records

A. WHEN TO USE A SINGLE RECORD

A single record is used in any of the following situations 
  • Equivalent content
  • The content of the paper and electronic versions are the same but the titles differ
  • The content is equivalent but the presentation differs (e.g., articles are added to an issue by the publisher as soon as they are ready, rather than releasing complete issue)
  • The titles of the print and electronic versions change simultaneously

B. WHEN TO USE A SEPARATE RECORD

A separate record is used in any of the following situations 
  • Resource exists only in electronic form
  • Content of electronic resource differs significantly from print resource
  • Resource undergoes a change in format, usually from print to electronic
  • Resource is a database or web site whose content is equivalent to more than one print source (e.g., Web of Science)
  • Resource is a database or web site whose content includes significant new material beyond existing print sources
  • The original text cannot be definitively identified

C. SPECIFIC APPLICATION

Single records: 
Add fields to reflect electronic access (007, 530, 856) to all print records* for which equivalent content is available at an electronic site. Do not include 007 or 530 if adding electronic information about a related resource. In that case, the appropriate 5xx note should be added (usually 500 (general note), 525 (unnamed supplement), or 580 (linking note)) and the nature of the related resource cited in 856 $3. 

*NOTE: Although the term "print record" is used in this document to refer to the original publication, the publication may have existed in microform rather than print. In these rare cases, the microform record may be annotated with the electronic access data. Do not use a GMD (neither [microform] nor[ computer file]). If the original publication was a CD-ROM instead of paper, electronic information can be added to that version.  The CCA will prefer the print record whenever one exists and will not attempt to search for other versions, but local campuses are free to add the electronic information to more than one version. 

Separate records: 
When cataloging electronic versions separately, include 776 fields linking the print and electronic versions. Such links may be created for other versions, (e.g., microform, CD-ROM), but are not required. The CCA will not attempt to create or maintain links to all versions. 

In a separate record for an electronic version, online related resources should be noted in the appropriate field, e.g., 525 (unnamed supplement) or 580 (linking note), depending on the relationship, and give the URL in field 856 with second indicator 2. 

EQUIVALENT CONTENT

Normally, if the print version was the source of the electronic version (e.g., scanned image, 
PDF file), add electronic access information to the print version record. Use the print record regardless of whether the print title is owned by a UC library. Base this judgment on the appearance of the journal articles themselves; do not consider hypertext links, home pages, splash screens, licensing information, and other perfunctory pages as additional content sufficient to merit separate records. 

Omission of commercial advertising, incidental illustrations, time dependent announcements, and other such ephemeral data is not sufficient cause for separate records. However evidence of the omission of articles which would make the electronic version an unsatisfactory substitute for an article cited in an index or footnote requires that separate descriptions be created. For example: 

New York times. 
New York times on the Web. 

The web version does not correspond to the print version. The online version contains no pagination so finding an article from an index is difficult. Articles are archived for only 365 days and require a premium subscription for access. The online version provides features not in the print, such as real-time stock tickers, weather reports, and searches of Britannica. 

If the electronic version does not contain the full run of the print version, use the single record technique with a coverage note in 856 $3. (See 856 section for details). 

In case of doubt, use the single record technique and add an appropriate caveat, e.g.: 

856 41 $3 Selected articles online . . .  

530    Internet version also available (content may vary from the physical version and/or the content of the electronic version may have been changed by the publishing agency).  

TITLE VARIATIONS:

Is the main title the same? If the titles are different but there is no prominent evidence that the content or scope of the articles is different, use the print record. Make a 7xx added entry for the variant title(s), justified in the 530 note. For example, 

245 00  Physical review B.  
530     Available on the Internet called: Physical review B online, or PRB online.  
740 0   Physical review B online.  
740 0   PRB online.  

Usually the electronic title is given in a 740 field.  Occasionally, such as with organizational directories or annual reports, a 710 $a/$t field is appropriate.  Do not use a 730 fields for electronic titles when using the single record technique.  Note that title variations found on the original print version are recorded in field 246, whereas variations on the electronic version delineated in the 530/856 fields are given in the 7xx field of the print record. 

When an electronic version is described in a separate record, use the 246 for title variations. 

TITLE CHANGES: 

If the title of the print and electronic versions changes simultaneously, create successive records using the single record technique. For example: (selected fields only) 

245 00 Midwest journal of political science  
362 0 v. 1-16; May 1957-Nov. 1972.  
530   Scanned images available on JSTOR via the World Wide Web. Access restricted to subscribing institutions.  
785 00 $t American journal of political science  
856 $3 v.1(1957)-v.16(1972) $z Access restricted to: UCB, UCI, UCD, UCLA, UCR, UCSB, UCSC $u http://www.jstor.org/journals/00263397.html  

245 00 American journal of political science  
362 0  v. 17- Feb. 1973-  
530    Scanned images of back issues available on JSTOR via the World Wide Web. Access restricted to subscribing institutions.  
780 00 $t Midwest journal of political science  
856 $3 v.17(1973)- [Last 3 years not available online] $z Access restricted to: UCB, UCI, UCD, UCLA, UCR, UCSB, UCSC $u http://www.jstor.org/journals/00925853.html  

If the titles change but all content (both old and new titles) is at a single site, include this information in the 530 note and give the entire run of the serial in the 856 $3. In either case, add 856 fields to all print serial records whose content is available electronically if fewer than 10.  (Selected fields only:) 

 
 
  OCLC:  3470263             Rec stat:    c   
  Entered:    19771207       Replaced:    19980924       Used:    19990330   
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  q     MRec:        Ctry:  vau 
  S/L:   0     Orig:        EntW:        Regl:  r     ISSN:        Alph:   
  Desc:  a     SrTp:  p     Cont:        DtSt:  d     Dates: 1892,1894   
  007     c ßb r ßd c ße n ßf u   
  050 00  F221 ßb .W71   
  245 00  William and Mary College quarterly historical papers.   
  246 30  Quarterly historical papers   
  260     Williamsburg, Va. : ßb The College, ßc 1892-1894.   
  300     2 v. : ßb ill. ; ßc 25 cm.   
  310     Quarterly   
  362 0   Vol. 1, no. 1 (July 1892)-v. 2, no. 4 (Apr. 1894).   
  530     Scanned images of issues,  including those published under later  
titles, also available to subscribers of JSTOR via the World Wide Web.   
  651  0  Virginia ßx Genealogy ßx Periodicals.   
  651  0  Virginia ßx History ßx Periodicals.   
  651  0  United States ßx History ßx Periodicals.   
  710 2   College of William and Mary.   
  710 2   JSTOR (Organization)   
  785 00  ßt William and Mary College quarterly historical magazine ßw   
(DLC)   05032195 ßw (OCoLC)2393831   
  856 41  $3 v.1(1892)- [last 5 yrs. not available] $z Access restricted to  
UC campuses ßu http://www.jstor.org/journals/00435597.html 
 
 
  OCLC:  2393831             Rec stat:    c  
  Entered:    19760824       Replaced:    19980924       Used:    19990330  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  q     MRec:        Ctry:  vau 
  S/L:   0     Orig:        EntW:        Regl:  r     ISSN:        Alph:  
  Desc:  a     SrTp:  p     Cont:        DtSt:  d     Dates: 1894,1943  
  007     c ßb r ßd c ße n ßf u  
  050 00  F221 ßb .W71 Ý  
  245 00  William and Mary College quarterly historical magazine.  
  246 30  Quarterly historical magazine  
  260     Williamsburg, Va. : ßb The College, ßc 1894-1943.  
  300     48 v. ; ßc 24 cm.  
  310     Quarterly  
  362 0   Vol. 3, no. 1 (July 1894)-v. 27, no. 4 (Apr. 1919) ; 2nd ser.,  
v. 1, no. 1 (Jan. 1921)-2nd ser., v. 23, no. 4 (Oct. 1943).  
  530     Scanned images of issues, including those published under other titles,  
also available to subscribers of JSTOR via the World Wide Web.  
  651  0  Virginia ßx History ßx Periodicals.  
  651  0  United States ßx History ßx Periodicals.  
  710 2   College of William and Mary.  
  710 2   JSTOR (Organization)  
  780 00  ßt William and Mary College quarterly historical papers ßw  
(OCoLC)3470263 ßw (DLC)   97647503  
  785 00  ßt William and Mary quarterly ßx 0043-5597 ßw (OCoLC)1607858 ßw  
(DLC)sc 78001108  
  856 41  $3 v.1(1892)- [last 5 yrs. not available] $z Access restricted to UC  
campuses ßu http://www.jstor.org/journals/00435597.html 
 
 
  OCLC:  1607858             Rec stat:    c  
  Entered:    19750907       Replaced:    19990312       Used:    19990330  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  q     MRec:        Ctry:  vau 
  S/L:   0     Orig:        EntW:        Regl:  r     ISSN:  1     Alph:  a  
  Desc:        SrTp:  p     Cont:        DtSt:  c     Dates: 1944,9999 Ý  
  007     c ßb r ßd c ße n ßf u  
  022 0   0043-5597  
  050 00  F221 ßb .W71  
  245 04  The William and Mary quarterly.  
  260     Williamsburg, Va. [etc.] ßb Institute of Early American History  
and Culture.  
  300     v. ßb ill. ßc 25 cm.  
  310     Quarterly  
  362 0   3d ser., v. 1-   Jan. 1944-  
  530    Scanned images of back issues, including those published under  
earlier titles, also available to subscribers via  the World Wide Web,  
1944-   ;  
prepared by JSTOR.  
  550     Issued by: William and Mary College, 1944-45.  
  651  0  Virginia ßx History ßx Periodicals.  
  651  0  United States ßx History ßx Periodicals.  
  710 2   Institute of Early American History and Culture (Williamsburg,  
Va.)  
  710 2   College of William and Mary.  
  710 2   JSTOR (Organization)  
  780 00  ßt William and Mary College quarterly historical magazine  
ViW  
  856 41  $3 v.1(1892)- [Last 5 yrs. not available] $z Access limited to UC  
campuses ßu http://www.jstor.org/journals/00435597.html  
  856 42  ßz Related Internet site with material not available in print  
version: ßu http://www.wm.edu/oieahc/WMQ.html 
 
 
For monographs, add the 856 to the print monograph record if it is clear which edition was digitized.  If the original source cannot be identified (which is often the case with commercial digitization), catalog the digital version separately. 

CHANGE IN PHYSICAL FORMAT 

A change in format from paper to electronic should be recorded by closing the print record and creating a separate record for the electronic.  The CCA will provide such cataloging for CDL-licensed titles promptly to avoid unnecessary claiming or inquiries from campuses.  In this case, close the print record (fixed fields, 260, 300, 362). Add 776 and 78x linking fields to both records unless the electronic version is a monograph. (The LC policy against linking to/from monographic records is under review). 

 
Example: (selected fields only):
 
  Entered:    19891227       Replaced:    19990119       Used:    19990218  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  b     MRec:        Ctry:  ilu 
  S/L:   0     Orig:        EntW:        Regl:  x     ISSN:  1     Alph:  a  
  Desc:  a     SrTp:  p     Cont:        DtSt:  d     Dates: 1990,1998  
  022 0   1047-949X  
  245 00  ALCTS newsletter.  
  260     Chicago, IL : $b Association for Library Collections & Technical  
Services, American Library Association, $c 1990-c1998.  
  362 0   Vol. 1, no. 1-v. 9, no. 4-6 (1998).  
  580     Continued online by: ALCTS newsletter online.  
  785 10  $t ALCTS newsletter online $x 1523-018X $w (DLC)sn 98005101 $w  
(OCoLC)40507269 
 
 
  OCLC:  40507269            Rec stat:    c  
  Entered:    19981216       Replaced:    19981224       Used:    19990319  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  b     MRec:        Ctry:  ilu 
  S/L:   0     Orig:        EntW:        Regl:  x     ISSN:  1     Alph:  a  
  Desc:  a     SrTp:  p     Cont:        DtSt:  c     Dates: 1998,9999  
  006     [m        d        ]  
  007     c ßb r ßd c ße n  
  022 0   1523-018X ßy 1047-949X  
  082 10  020 ß2 13  
  090     Z688.5 ßb .A43  
  245 00  ALCTS newsletter online ßh [computer file]  
  260     Chicago, IL : ßb Association for Library Collections & Technical  
Services, American Library Association, ßc c1998-  
  310     Six no. a year  
  362 0   Vol. 10, no. 1 (Dec. 1998)-  
  500     Title from homepage.  
  516     HTML (computer newsletter)  
  538     Mode of access: Internet via World Wide Web.  
  610 20  Association for Library Collections & Technical Services ßx  
Periodicals.  
  650  0  Processing (Libraries) ßx Periodicals.  
  650  0  Library science ßx Periodicals.  
  710 2   Association for Library Collections & Technical Services.  
  780 00  ßt ALCTS newsletter ßx 1047-949X ßw (DLC)   91649699 ßw  
(OCoLC)20820888  
  856 40  $3 1998- ßu http://www.ala.org/alcts/alcts%5Fnews/index.html 
 
If the electronic and paper versions were published simultaneously prior to the cessation, also include 007, 530, 776, and 856. Use an open $3 "Materials included" note in the 856.
 
 Entered:    19791204       Replaced:   19990122       Used:    19990217  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  q     MRec:        Ctry:  ilu 
  S/L:   0     Orig:        EntW:        Regl:  r     ISSN:  1     Alph:  a  
  Desc:  a     SrTp:  p     Cont:        DtSt:  d     Dates: 1980,1997  
  007     c $b r $d u $e n $f u  
  022 0   0196-1799  
  110 2   Library and Information Technology Association (U.S.)  
  245 10  LITA newsletter.  
  260     Chicago : $b The Association, $c 1980-c1997.  
  362 0   No. 1 (winter 1980)-v. 18, no. 4 (fall 1997).  
  530     Issues for spring 1995-fall 1997 also available online; later  
issues only available online.  
  776 1   Library and Information Technology Association (U.S.) $t LITA  
newsletter (Online) $x 1079-123X  
  785 00  Library and Information Technology Association (U.S.) $t LITA  
newsletter (Online) $x 1079-123X $w (DLC)sn 94004077 $w (OCoLC)31406418  
  856 41  $3 v.16(1995)- $u http://www.lita.org/newslett/index.html 
 
 
  OCLC:  31406418            Rec stat:    c  
  Entered:    19941104       Replaced:    19990122       Used:    19990324  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  q     MRec:        Ctry:  ilu 
  S/L:   0     Orig:        EntW:        Regl:  r     ISSN:  1     Alph:  a  
  Desc:  a     SrTp:  p     Cont:        DtSt:  c     Dates: 1995,9999 Ý  
  006     [m        d        ] Ý  
  007     c ßb r ßd c ße n ßf u Ý  
  022 0   1079-123X ßy 0196-1799 Ý  
  050 14  Z678.9.A1 Ý  
  082 10  020 ß2 12 Ý  
  110 2   Library and Information Technology Association (U.S.) Ý  
  240 10  LITA newsletter (Online) Ý  
  245 10  LITA newsletter ßh [computer file]. Ý  
  246 2   Library and Information Technology Association newsletter Ý  
  260     Chicago, IL : ßb The Association, ßc c1995- Ý  
  310     Quarterly Ý  
  362 0   Vol. 16, no. 2 (spring 1995)- Ý  
  500     Description based on: Vol. 16, no. 2 (spring 1995); title from  
journal home page (viewed Jan. 13, 1999). Ý  
  516     Text (electronic journal). Ý  
  538     Mode of access: World Wide Web. Ý  
  580     Beginning with v. 19, no. 1, issued in online format only. Ý  
  650  0  Libraries ßx Automation ßx Periodicals. Ý  
  650  0  Library science ßx Technological innovations ßx Periodicals. Ý  
  650  0  Library science ßx Data processing ßx Periodicals. Ý  
  780 00  Library and Information Technology Association (U.S.). ßt LITA  
newsletter ßx 0196-1799 ßw (DLC)   84647365 ßw (OCoLC)5757570 Ý  
  856 40  $3 v.16(1995)- ßu http://www.lita.org/newslett/index.html Ý 
 
 
For government documents and other openness publications, it can be very difficult to ascertain whether a print version still exists.  Campuses are not expected to do any investigation beyond their normal procedures to determine the status of the print version.  In case of doubt as to whether the print version has ceased, leave the bibliographic fields open, close the print holdings (if any), and do not create a separate record. 
 

ELECTRONIC VERSION EQUIVALENT TO MULTIPLE PRINT RESOURCES

When the electronic version incorporates the content of several print resources, catalog the electronic resource separately.  Make added entries for the print resources, if fewer than 10.  For example, Web of science includes the content of Science citation index, Social science citation index, and Humanities citation index.  Create a separate record for Web of science and make added entries for each of the three print titles. 

Also add fields to reflect electronic access (007, 530, 856) to all print records for which equivalent content is available at the electronic site, if fewer than 10. In this example, the print records for the three citation indexes are annotated with the 007, 530, and 856 of the Web of science

 
Example: (Selected fields)
 
  OCLC:  40309342            Rec stat:    c  
  Entered:    19981113       Replaced:    19981214       Used:    19990215  
  Type:  a     ELvl:  I     Srce:  d     Audn:        Ctrl:        Lang:  eng 
  BLvl:  m     Form:        Conf:  0     Biog:        MRec:        Ctry:  pau 
               Cont:        GPub:        Fict:  0     Indx:  0  
  Desc:  a     Ills:        Fest:  0     DtSt:  m     Dates: 1998,9999  
  006     [m        e        ]  
  007     c ßb r ßd m ße n  
  090     AI3 ßb .W42  
  245 04  The Web of science citation databases ßh [computer file].  
  246 1   ßi On usage guidelines page: ßa ISI Web of science databases  
  246 1   ßi HTML source title: ßa ISI citation database search version  
4.0  
  246 1   ßi Also known as: ßa Institute for Scientific Information  
citation databases  
  256     Computer data and programs.  
  260     Philadelphia, PA : ßb Institute for Scientific Information, ßc  
c1998-  
  538     Mode of access: World Wide Web.  
  500     Title from Web page (viewed on Nov. 13, 1998).  
  520     Provides access to the Science citation index expanded, Social  
sciences citation index and Arts & humanities citation index; database  
coverage: 1990-present.  
  506     Access restricted to subscribing institutions.  
  650  0  Science ßx Indexes.  
  650  0  Social sciences ßx Indexes.  
  650  0  Arts ßx Indexes.  
  650  0  Humanities ßx Indexes.  
  710 2   Institute for Scientific Information.  
  740 02  Science citation index expanded.  
  740 02  Social sciences citation index.  
  740 02  Arts & humanities citation index.  
  856 40  $3 1990- ßu http://www.webofscience.com/ 
 
 
  OCLC:  4122996             Rec stat:    c  
  Entered:    19780809       Replaced:    19981214       Used:    19990306  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  f     MRec:        Ctry:  pau 
  S/L:   0     Orig:        EntW:  i     Regl:  r     ISSN:  1     Alph:  a  
  Desc:        SrTp:        Cont:        DtSt:  c     Dates: 1976,9999 Ý  
  007     c ßb r ßd u ße n  
  022 0   0162-8445  
  050 00  AI3 ßb .A63  
  245 00  Arts & humanities citation index.  
  246 3   Arts and humanities citation index  
  260     Philadelphia, ßb Institute for Scientific Information.  
  300     v. ßc 29 cm.  
  362 0   1976-  
  530     Issued also online as one of 3 databases comprising the Web of  
science citation databases.  
  650  0  Periodicals ßx Indexes ßx Periodicals.  
  650  0  Humanities ßx Periodicals ßx Indexes ßx Periodicals.  
  650  0  Arts ßx Periodicals ßx Indexes ßx Periodicals.  
  740 0   Web of science citation databases.  
  856 41  ßu http://www.webofscience.com/ 
 
 
  OCLC:  1604320             Rec stat:    c  
  Entered:    19750907       Replaced:    19981214       Used:    19990329  
  Type:  a     ELvl:        Srce:  d     GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  z     MRec:        Ctry:  pau 
  S/L:   0     Orig:        EntW:  i     Regl:  x     ISSN:  1     Alph:  a  
  Desc:        SrTp:        Cont:        DtSt:  c     Dates: 1961,9999  
  007     c ßb r ßd u ße n  
  022 0   0036-827X ßz 0559-829X  
  050 00  Z7401 ßb .S365  
  060 0   ZQ 1 S411  
  245 00  Science citation index.  
  260     Philadelphia, ßb Institute for Scientific Information.  
  300     v. ßc 31 cm.  
  362 0   1961-  
  500     "An international interdisciplinary index to the literature of  
science."  
  530     Issued also online as one of 3 databases comprising the Web of  
science citation databases.  
  650  0  Science ßx Periodicals ßx Indexes ßx Periodicals.  
  650  0  Science ßx Indexes ßx Periodicals.  
  650  2  Science ßx indexes.  
  710 2   Institute for Scientific Information.  
  740 0   Web of science citation databases.  
  856 41  ßu http://www.webofscience.com/ 
 
 
  OCLC:  1784460             Rec stat:    c  
  Entered:    19731030       Replaced:    19981214       Used:    19990324  
  Type:  a     ELvl:        Srce:        GPub:        Ctrl:        Lang:  eng 
  BLvl:  s     Form:        Conf:  0     Freq:  t     MRec:        Ctry:  pau 
  S/L:   0     Orig:        EntW:  i     Regl:  n     ISSN:  1     Alph:  a  
  007     c ßb r ßd u ße n  
  050 00  Z7161 ßb .S65  
  060 0   Z 7161 S678  
  245 00  Social sciences citation index.  
  260     Philadelphia, ßb Institute for Scientific Information.  
  300     v. ßc 28 cm.  
  310     Three no. a year with annual and quinquennial cumulations  
  530     Issued also online as one of 3 databases comprising the Web of  
science citation databases.  
  650  0  Social sciences ßx Indexes ßx Periodicals.  
  710 2   Institute for Scientific Information.  
  740 0   Web of science citation databases.  
  856 41  ßu http://www.webofscience.com/ 
 
An exception may be made if the relationships are ambiguous, e.g., Dissertation abstracts

CATALOGERS' JUDGMENT 

As in many cataloging situations under AACR2, catalogers will encounter situations not covered by rules or guidelines.  They will need to apply judgment using the spirit of the rules and their experience.  The underlying principle is that if an electronic resource contains the content of the print publication, a single record should be used.  If the electronic resource contains additional material, the cataloger must decide whether the supplementary data is significant enough to merit a separate description. 

An advantage of the shared cataloging model is that these decisions only need to be made once, by the CCA, and other campuses can benefit from their solutions. 


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