University of California
SOPAG Electronic Resources Cataloging Task Force

Return to:  Main Page

 Introduction

 
On November 5th, 1998, the UC Systemwide Operations and Planning Advisory Committee (SOPAG) appointed the SOPAG Electronic Resources Cataloging Task Force with the multi-part charge to: 
 
1) Write guidelines for the cataloging of Internet resources to be used by 
all UC libraries and non-UC contributors to the MELVYL catalog; 

2) Take local system functionality into account; 

3) Investigate and develop mechanisms for the sharing of bibliographic 
records produced by a central cataloging site; 

4) Develop costs associated with cataloging and record sharing and 
compensation models for sharing bibliographic data. 
(full text of the charge)

 
This report addresses that charge. Major components of the charge reflected in this report are: recommendation of cataloging guidelines building upon the original report of the Task Force on Electronic Resources (TFER)dated March 25, 1998; the establishment of a Centralized Cataloging Agency (CCA); a mechanism for record production and distribution;  and necessary recommendations for MELVYL system functionality.  A full list of Task Force recommendations is presented in the Executive Summary of Recommendations in association with the statements in the charge they address.

The Task Force's charge specifically excluded MELVYL display recommendations due to a parallel effort underway by CDL staff to identify enhanced display options.  While the Task Force has not directly addressed recommendations for future display, we are aware of the integral association of coded bibliographic data with its presentation to users by means of system display. In the course of our work, the display of URLs in the Melvyl Catalog and the California Periodicals Database was raised as a critical issue many times, both among Task Force members and in comments from our campus colleagues.  We are keenly aware that a clear URL display is essential to the success and value of the cataloging effort.  Consequently, our determination of the specific content of the URL field(s) necessarily entailed a related focus on how this critical content could be accommodated by the existing MELVYL system without considerable programming effort required on the CDL's part.  Given practical constraints, we have made our best effort to suggest content and content designation that can be displayed intelligibly to users. 

Cataloging Guidelines 

The goal of the Task Force's work on cataloging guidelines has been to craft guidelines that will enhance user access to California Digital Library (CDL) resources through the MELVYL union catalog, the CDL Directory and by means of each library's public access catalog. Guidelines address bibliographic description and controlled access points. As agreed to by SOPAG, the guidelines recommended by the Task Force focus on journals and databases licensed at the Tier 1 and Tier 2 collection levels that presently compose the predominant majority of CDL content. CDL has defined Tier 1 and Tier 2 collection levels as follows: 
 

Tier 1: Resources licensed for all nine campuses paid for in whole or in part by 
the CDL. 

Tier 2:  Resources licensed with CDL assistance involving two or more campuses with funding shared by the campuses involved.

The Task Force's intention is that cataloging guidelines for Tier 1 and Tier 2 materials be available at the earliest possible date to provide enhanced access to the resources.  The CDL Cataloging Guidelines we have developed are available. The guidelines are thought to be a work in progress, with additional field by field explication for additional types of materials to be added as planning is extended beyond the Tier 1 and Tier 2 titles. Several of those types are noted below.

The Task Force has attempted to construct guidelines that will serve the present version of the MELVYL system and the present state of digital resources while fashioning an approach that will continue to serve the rapidly changing digital context and environment.  The group unanimously endorses the concept of integrated access to comparable materials in different formats.  We found ourselves in the position of establishing a fixed standard for cataloging and holdings in the midst of changing content, changing systems architectures and impending changes to national standards. We have nonetheless attempted to structure an approach that will serve in the future with specific modifications made as required. This was no easy task. 

Throughout our work, we have been helped by taking as our starting point and continuing point of reference the excellent working principles defined by the TFER 1: 
 

1)  Ease of use, consistency, and intelligibility to the user should  
govern our decisions. Internet resources should be presented in attractive 
and familiar formats where access is intuitive and no special commands 
are required.  Internet information should be presented in the same way 
for different contributing libraries, collocating the records for patron 
convenience. 

2) The library catalog should continue to provide the user access to the 
full range of research materials in all formats. We should work to interface 
the catalog, library web pages, and Internet resources, rather than having 
separate universes for traditional library resources and Internet resources. 
Authority control, subject access, and other cataloging standards should be 
applied to these resources. 

3) We should expand access to the maximum possible while minimizing cost. 
We should take advantage of existing records (e.g., GPO, CONSER), 
automated processes, and other techniques to minimize expenses enabling 
us to provide access to a wide range of electronic resources. 

4) We should adopt a flexible standard that can evolve as technology 
changes.  We should avoid strategies which require complex or nonstandard 
coding. Costs associated with extra coding should be avoided. All coding 
should conform to USMARC so that the records will be portable to future 
library systems and usable in a variety of local catalogs and bibliographic 
utilities. 

5) We should conform with national cataloging policies adapted to best 
serve the UC community within the context of the MELVYL System. 
UC cataloging standards should conform with national policies so that copy 
cataloging can be accepted with a minimum of local editing. National 
policies for cataloging electronic resources are in a state of flux, however, 
and libraries have the option to use either a single record or separate records. 
We must adopt uniform standards within UC so that records will collocate 
and merge properly in the union database. 

6) We should define a cataloging approach for electronic resources that 
will provide coordinated access through the MELVYL System but that does 
not compromise local catalog integrity.  We must recognize the strengths 
and limitations of local systems and avoid requirements which would 
compromise their functionality. We should not prescribe which electronic 
resources are represented in local catalogs, but should establish standards 
that will maximize access for MELVYL users.

 

Return to: To top of page         Main Page